Thursday | December 01, 2022 |
Market Status: CLOSED

List of Tied Agents

 Exchange tied agent: employee/representative of a Participant, certified by the BSE with respect of the provisions of Title I, Book I, to carry out his/her activity on the regulated markets and/or the alternative trading system administered by BSE, on behalf of the investment firm he/she represents.

Exchange tied agent: an investment agent who, under the full and unconditional responsibility of only one SSIF on whose behalf it acts, based on an employment, mandate or agent contract, promotes investment and/or ancillary services to clients or prospective clients, receives and transmits instructions or orders from the client in respect of investment services or financial instruments, places financial instruments and/or provides advice to clients or prospective clients in respect of those financial instruments or services.